“Kechuang Journal” (Beijing, Reporter Guo Hui) News,
As of the evening of the 21st, the 8 enterprise audit states that were being updated after the update (other matter) “.
These 8 companies are: Guangdong Lily Medical Technology Co., Ltd., Jiangsu Gaokai Precision Fluid Technology Co., Ltd., Suzhou Jingyun Drug Technology Co., Ltd., and Yuan Biotechnology (Shanghai) Co., Ltd., Suzhou Huazhi Telecom Co., Ltd., Sitwich (Shanghai) Electronic Technology Co., Ltd., Beijing Haohao Depth Information Technology Co., Ltd., Beijing Fuji Rui Optoelectronics Technology Co., Ltd.
According to the official website of the Shanghai Stock Exchange, the reasons for reviewing and suspension were, “the relevant securities service organization hired by the Company was investigated by the China Securities Regulatory Commission”, so it was suspended according to Article 64 (2) of the Audit Rules. “
“Shanghai Stock Exchange Co-Chuang Stock Exchange Listing Prudential Rules (Revised 2020) Article 64 (2) Provisions:
“The issuer’s sponsor or signature sponsor representative, securities service institution or related signing personnel are suspected of violations of law violations, listed companies, or other business suspected violations, or other business suspected illegal violations Investigating the Chinese Securities Regulatory Commission, or by the judicial authorities, the issuer, the sponsor and securities service organization shall promptly inform this place, and the release of the issuer and the recommendation person will be notified. “
The preceding situation, the issuer, the sponsor, and the securities service organization did not inform this place in time, and the verifiables of the discovery will directly suspend the audit.
. “That is, this sub-creative board will be discontinued by the IPO audit, which has illegal violations with the intermediaries hired by these companies, and all parties have not promptly inform the payment.
According to media quotient analysts, it has set off the large-scale “suspected” storm of this capital market. It is visible to a selection of corporate – Lanshan Technology suspected of information disclosure illegal and violations and the SFC will investigate the investigation.
On December 2, 2020, according to the announcement of the SFC, in the national share transfer company’s self-discipline review and the on-site inspection of the SFC, I found that Sanshan Science and Technology Information disclosure truthfully, suspected of violating the Securities Law, “non-listed public company supervision and management The relevant provisions of the Methods, the Securities Regulatory Commission shall launch a case in the launch of Sanshan Science and Technology according to the procedure.
At that time, San Mountain Science and Technology intended to publicly issued the hiring institution.
Hualong Securities, the law firm is Beijing Tianyuan, the accounting firm is the evaluation of the Kingyuan asset as ZTE Finight.
8 companies in this Branch IPO review have stopped
There are 5 employment law firms to Beijing Tianyuan, and 2 asset assessment agencies are Kaiyuan, and 1 family is Zhongxing Fortune. In addition, the lawparte of Shanghai Rehabilitation Energy Group Co., Ltd. is the same as Beijing Tianyuan, but according to the information disclosed on the 18th, since the company withdrew the listing application or sponsor to revoke the sponsor, the release of the listing is terminated.
The listed enterprises of the above intermediaries have also been hired, and various forms of refinancing progress are also pressed. Kechuang Board listed company Bai Chu Electronics (688188.sh) Due to the employment of Beijing Tianyuan Law Firm, the current refinancing project is suspended.
A legal industry said to the “Science Bank Daily” reporter that the SFC’s investigation of the four intermediaries including Beijing Tianyuan, usually at least half a year, which means that half a year or longer period, above The agency can no longer be counted in the company for listed declarations. “
Projects that have not reported, enterprises want to replace the intermediary organization in half a year, and have already reported (that is, the company encounters IPO audit suspension), retransmond review is still relatively easy.
The legal person said that the main process of re-recovering the review is the report regulator of the intermediary, and the composite report is a proof of other lawyers or practitioners within the intermediary agencies to guarantee the quality of the original practice.
In addition to the booklet, 34 companies intended to land in the GEM also encountered IPO review suspensions, including the BYD semiconductor to be logged in to the deposition of the Governing Plate. At present, the status of deep-Shanghai motherboard enterprises has not been updated, but legal people are expected to review the project or will also be affected.
Such a large-scale IPO review is suspended, and whether it will cause backlog after recovery, it will affect the progress of the company’s listing, and even affect the next quarter.
The above legal persons said that the expected impact is not big, “the progress of the listed audit is long, no seasonal, and the original audit phase is wrong, and it will not cause a stack.”